Licensing

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• This licence authorises the licensee to carry on a financial services business to:

  • provide financial product advice for the following classes of financial products:

    • deposit and payment products limited to:

      • basic deposit products;

      • deposit products other than basic deposit products;

    • derivatives;

    • general insurance products limited to:

      • consumer credit insurance products;

    • debentures, stocks or bonds issued or proposed to be issued by a government;

    • interests in managed investment schemes including:

      • investor directed portfolio services;

    • securities; and

    • superannuation; and 

  • deal in a financial product by:

    • applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:

      • derivatives;

      • interests in managed investment schemes including:

        • investor directed portfolio services; and

      • securities; and

    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:

      • deposit and payment products limited to:

        • basic deposit products;

        • deposit products other than basic deposit products;

      • derivatives;

      • general insurance products limited to:

        • consumer credit insurance products;

      • debentures, stocks or bonds issued or proposed to be issued by a government;

      • interests in managed investment schemes including:

        • investor directed portfolio services;

      • securities; and

      • superannuation;

 

 to retail and wholesale clients.