Licensing
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This licence authorises the licensee to carry on a financial services business to:
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provide financial product advice for the following classes of financial products:
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deposit and payment products limited to:
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basic deposit products;
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deposit products other than basic deposit products;
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derivatives;
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general insurance products limited to:
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consumer credit insurance products;
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debentures, stocks or bonds issued or proposed to be issued by a government;
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interests in managed investment schemes including:
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investor directed portfolio services;
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securities; and
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superannuation; and
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deal in a financial product by:
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applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
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derivatives;
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interests in managed investment schemes including:
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investor directed portfolio services; and
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securities; and
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applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
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deposit and payment products limited to:
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basic deposit products;
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deposit products other than basic deposit products;
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derivatives;
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general insurance products limited to:
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consumer credit insurance products;
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debentures, stocks or bonds issued or proposed to be issued by a government;
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interests in managed investment schemes including:
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investor directed portfolio services;
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securities; and
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superannuation;
to retail and wholesale clients.